BUSINESS

Compliance is not a support function. It is a line of defense.

‍Regulatory requirementsare not easing up. KYC, AML/CFT, international sanctions, GDPR, anti-corruption: the scope is expanding, regulatory expectations are becoming stricter, and tolerance for non-compliance is shrinking.

In this context, a robust compliance framework is not measured by the sheer volume of its procedures. It is measured by its ability to detect, prevent, and demonstrate compliance—both to the regulator and to senior management. This requires a rigorous integration of risk mapping, internal controls, and an ethical culture.

MLAdvisory by Primexis supports the entire framework: developing and updating policies, mapping non-compliance risks, optimizing control processes, preparing for inspections, and engaging with regulators.

‍A well-designed compliance framework does not penalize the bank. It protects it.

• Support for the implementation/compliance of compliance and internal control systems
• Policies and procedures
• Risk mapping/classification
• Organizational model definition
• Supervisory assistance
• AMF/ACPR approval file

• Review and optimization of monitoting/screening/filtering/scoring transaction tools
• Process review, automation and AI
• Data analysis application
• Audit/diagnosis/critical review

• Project management/ project ownership assistance
• Contribution of best practices
• Assistance in selecting and integrating a Compliance/GRC tool
• Training design and delivery

• KYC/KYS/MiFiD remediation
• Alert handling / Investigations
• Carrying out permanent controls or audit assignments
• Outsourcing/Transition management